Diane Daley, financial advisor West Hartford CT
88 score

Diane Daley

CRD Number: 6421303
Current Firm: Yhb Investment Advisors Inc.

Diane Daley (CRD# 6421303) is an Investment Advisor Representative working at Yhb Investment Advisors Inc. in West Hartford, CT and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
Yhb Investment Advisors Inc. West Hartford, CT Jun 2011 - Current 5
Windsor Board Of Education Windsor, CT Nov 2010 - Jun 2011 < 1
Canton Board Of Education Canton, CT Sep 2010 - Nov 2010 < 1
Unemployed - Laid Off From Previous Job Canton, CT Jun 2010 - Sep 2010 < 1
Winchester Board Of Education Winsted, CT Aug 2007 - Jun 2010 2
Canton Board Of Education Canton, CT Feb 2004 - Jun 2007 3
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Nov 2014
Contact Info for Diane M. Daley
Phone Number: 860-561-7050
Firm Website: http://yhbia.com
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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This advisor has a clean track record with regulators.

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