Stephen Whittemore, financial advisor West Hartford CT
93 score

Stephen Whittemore

CRD Number: 1175246
Current Firm: Northwestern Mutual Investment Services,llc

Stephen Whittemore (CRD# 1175246) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in West Hartford, CT and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jun 2012 - Current 4
Northwestern Mutual Investment Services, LLC Milwaukee, WI Aug 1984 - Current 32
Northwestern Mutual Life Milwaukee, WI Feb 1980 - Current 36
Northwestern Mutual Investment Services, LLC West Hartford, CT Mar 2009 - Mar 2016 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1998
S65 NASAA Investment Advisors Law Examination Dec 2007
Contact Info for Stephen P. Whittemore
Phone Number: 866-664-7737
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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