Kay Bowers, financial advisor West Hills CA
69 score

Kay Bowers

CRD Number: 4506994
Current Firm: J.p. Morgan Securities LLC

Kay Bowers (CRD# 4506994) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in West Hills, CA and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
J.p. Morgan Securities LLC Layton, UT Oct 2012 - Current 4
Jpmorgan Chase Bank San Pedro, CA Jan 2011 - Current 5
Kay Lynne Bowers Layton, UT Aug 2012 - Sep 2014 2
Chase Investment Services Corp San Pedro, CA Jan 2011 - Oct 2012 1
Jpmorgan Chase Bank San Pedro, CA Sep 2008 - Jan 2011 2
Wamu Investments, Inc. Torrance, CA Jul 2008 - Mar 2009 < 1
Washington Mutual Bank Torrance, CA Jul 2008 - Sep 2008 < 1
Citigroup Global Markets Inc. San Pedro, CA Aug 2006 - Jul 2008 1
Wells Fargo Investments, LLC Rancho Palos Verdes, CA Jul 2003 - Aug 2006 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2002
S66 NASAA Uniform Combined State Law Examination Nov 2003
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Kay L. Bowers
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • CA
  • UT
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
69

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