Barry KingCRD Number: 3128658
Current Firm: Transamerica Financial Advisors, Inc.
Barry King (CRD# 3128658) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in West Lawn, PA and has over 19 years of experience in the finance industry.
Kaufman Advisory Services, Inc.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Ic Advisory Services, Inc.
|Transamerica Financial Advisors, Inc.||West Lawn, PA||Jan 2012 - Current||6|
|World Financial Group||West Lawn, PA||Jun 2001 - Current||16|
|Investment Advisors International||Brooklyn, NY||Jan 2007 - Jan 2012||5|
|World Group Securities, Inc.||Brooklyn, NY||Apr 2002 - Jan 2012||9|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1998|
|S65||NASAA Investment Advisors Law Examination||Sep 2006|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Judgments / Liens
Total Assets Under Management4,493MILLIONS
Total Number of Accounts33,842ACCOUNTS
Average Account Value$132,767
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops