Thomas BraunCRD Number: 5599929
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Thomas Braun (CRD# 5599929) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in West Nyack, NY and has over 8 years of experience in the finance industry.
Altium Wealth Management LLC
Axa Advisors, LLC
H. Beck, Inc.
|Bank Of America, N.a.||West Nyack, NY||Mar 2015 - Current||1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||West Nyack, NY||Apr 2013 - Current||3|
|Unemployed||New City, NY||Oct 2012 - Apr 2013||< 1|
|Lpl Financial||Pomona, NY||Jan 2009 - Oct 2012||3|
|Unemployed||Tomkins Cove, NY||May 2008 - Jan 2009||< 1|
|Fic||Nanuet, NY||Sep 2008 - Nov 2008||< 1|
|Gnc Inc.||Philadelphia, PA||Jan 2006 - Aug 2008||2|
|Villanova||Villanova, PA||Aug 2004 - May 2008||3|
|Villanova University||Villanova, PA||Aug 2004 - May 2008||3|
|Villanova Mt/cd||Villanova, PA||Jan 2006 - Jan 2007||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 2008|
|S66||NASAA Uniform Combined State Law Examination||Mar 2014|
Total Assets Under Management575,342MILLIONS
Total Number of Accounts1,715,259ACCOUNTS
Average Account Value$335,425
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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