David Moore, financial advisor West Palm Beach FL
58 score

David Moore

CRD Number: 1008089
Current Firm: Summit Financial Group Inc.

David Moore (CRD# 1008089) is an Investment Advisor Representative working at Summit Financial Group Inc. in West Palm Beach, FL and has over 34 years of experience in the finance industry.

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Company Name Location Dates Years
Summit Brokerage Services Inc. Palm Beach Gardens, FL Mar 2004 - Current 12
Summit Financial Group Inc. Palm Beach Gardens, FL Mar 2004 - Current 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1982
S66 NASAA Uniform Combined State Law Examination Nov 2001
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for David B. Moore
Phone Number: 561-338-2600
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    1,671
    MILLIONS
  • Total Number of Accounts
    8,086
    ACCOUNTS
  • Average Account Value
    $206,638
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, FL, GA, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, VA, WA, WI, WV

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BADGES
58

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