Kenneth BowmanCRD Number: 1039422
Current Firm: Carl Domino Inc.
Kenneth Bowman (CRD# 1039422) is an Investment Advisor Representative working at Carl Domino Inc. in West Palm Beach, FL and has over 20 years of experience in the finance industry. Kenneth Bowman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Davis Private Wealth, LLC
Indian River Financial Group, Inc.
Castle Wealth Management
|Carl Domino Inc.||Palm Beach, FL||Jun 2011 - Current||6|
|Wachovia Securities LLC||Palm Beach, FL||Jul 2003 - Apr 2011||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1997|
|S65||NASAA Investment Advisors Law Examination||Nov 1997|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
- Judgments / Liens
Total Assets Under Management154MILLIONS
Total Number of Accounts278ACCOUNTS
Average Account Value$555,418
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
CA, CO, FL, IL, LA, MD, NJ, PA, TX