Samuel Faria, financial advisor West Palm Beach FL

Samuel Faria

CRD Number: 6530928
Current Firm: Charles Schwab & Company, Inc.

Samuel Faria (CRD# 6530928) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in West Palm Beach, FL and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Charles Schwab & Company, Inc. West Palm Beach, FL Jan 2018 - Current 3
Charles Schwab Bank West Palm Beach, FL Jan 2018 - Current 3
Regions/florida Health Group Jupiter, FL Sep 2017 - Jan 2018 < 1
Valor Investment Management Juno Beach, FL Apr 2017 - Jan 2018 < 1
Northwestern Mutual Investment Services LLC Palm Bch Gdns, FL Jan 2016 - Mar 2017 1
Northwestern Mutual Life Insurance Company Milwaukee, WI Jan 2016 - Mar 2017 1
Massmutual South Florida Fort Lauderdale, FL Jun 2015 - Jan 2016 < 1
Tallahassee Community College / Florida State University Tallahassee, FL May 2011 - May 2015 4
Xp Investimentos Rio De Janeiro, Jun 2014 - Aug 2014 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 2016
S66 NASAA Uniform Combined State Law Examination Apr 2017
Contact Info for Samuel L. Faria
Phone Number: 415-667-7000
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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