Stephen Frazer (CRD# 6578403) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in West Palm Beach, FL and has over 8 years of experience in the finance industry.
CRD# 1690782
J.p. Morgan Securities LLC
CRD# 5870573
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 6480437
Equitable Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Charles Schwab And Company, Inc. | West Palm Beach, FL | Dec 2022 - Current | 1 |
| Td Ameritrade Investment Management, LLC | West Palm Beach, FL | Dec 2018 - Current | 5 |
| Td Ameritrade, Inc. | Westminster, CO | Sep 2018 - Dec 2022 | 4 |
| Scottrade | Westminster, CO | Jan 2016 - Sep 2018 | 2 |
| Unemployed | Delray Beach, FL | Nov 2015 - Jan 2016 | < 1 |
| Durango Downtown Inn | Durango, CO | May 2015 - Nov 2015 | < 1 |
| Delray Sands Resort | Highland Beach, FL | Jan 2015 - May 2015 | < 1 |
| Delray Breakers On The Ocean | Delray Beach, FL | Sep 2014 - Jan 2015 | < 1 |
| Delray Beach Marriott | Delray Beach, FL | Feb 2013 - Sep 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 2016 |
| S66 | NASAA Uniform Combined State Law Examination | Dec 2018 |
- FL
-
Total Assets Under Management0MILLIONS
-
Total Number of Accounts0ACCOUNTS
-
Average Account Value$0
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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