Thomas Wagner, financial advisor West Palm Beach FL

Thomas Wagner

CRD Number: 6664661
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Thomas Wagner (CRD# 6664661) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in West Palm Beach, FL and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Delray Beach, FL Jul 2018 - Current 3
Merrill Lynch, Pierce, Fenner & Smith Incorporated Delray Beach, FL Jun 2018 - Current 3
Playa Bowls Boca Raton, FL Feb 2018 - Jun 2018 < 1
Lynn University Boca Raton, FL Aug 2015 - May 2018 2
National Life Group Boca Raton, FL Oct 2017 - Apr 2018 < 1
Woodys Ocean Grill Sea Bright, NJ Nov 2014 - Dec 2017 3
Merrill Lynch Red Bank, NJ Jun 2016 - Aug 2017 1
Lynn University Fitness Center Boca Raton, FL Sep 2015 - May 2017 1
Brookdale Community College Lincroft, NJ Sep 2014 - Jun 2015 < 1
Red Bank Regional High School Little Silver, NJ Sep 2010 - Jun 2014 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2018
Contact Info for Thomas P. Wagner
Phone Number: 800-637-7455
Firm Website: https://www.merrill.com
Registered State(s):
  • FL
  • TX
By the Numbers
  • Total Assets Under Management
    1,084,544
    MILLIONS
  • Total Number of Accounts
    2,605,171
    ACCOUNTS
  • Average Account Value
    $416,304
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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