Timothy Ratty (CRD# 3099842) is an Investment Advisor Representative working at Janney Montgomery Scott LLC in Philadelphia, PA and has over 25 years of experience in the finance industry.
CRD# 2972218
Lpl Financial LLC
CRD# 4498867
Raymond James Financial Services Advisors, Inc.
CRD# 6180296
Oppenheimer & Company Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Janney Montgomery Scott LLC | Boca Raton, FL | Oct 2021 - Current | 2 |
| Janney Montgomery Scott LLC | Boca Raton, FL | Mar 2020 - Oct 2021 | 1 |
| Cambridge Investment Research, Inc. | Fairfield, IA | Mar 2019 - Mar 2020 | 1 |
| Cambridge Investment Research Advisors, Inc. | Fairfield, IA | Mar 2019 - Mar 2020 | 1 |
| Unemployed | Lake Worth, FL | Jul 2018 - Feb 2019 | < 1 |
| Wells Fargo Clearing Services, LLC | Fort Lauderdale, FL | Nov 2016 - Jun 2018 | 1 |
| Wells Fargo Advisors LLC | Fort Lauderdale, FL | Oct 2009 - Nov 2016 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 1998 |
| S65 | NASAA Investment Advisors Law Examination | Oct 1998 |
| S66 | NASAA Uniform Combined State Law Examination | Dec 2009 |
- FL
- TX
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Total Assets Under Management85,895MILLIONS
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Total Number of Accounts226,034ACCOUNTS
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Average Account Value$380,010
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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