CRD# 4778193
Global Wealth Management Investment Advisory, Inc.
CRD# 4207020
Dakota Wealth, LLC
CRD# 1235698
World Equity Group, Inc.
The CFP is the gold standard for financial professionals who perform comprehensive financial planning. CFPs must undergo rigorous exams and meet other requirements to obtain this designation.
The CFA is the gold standard for financial professionals who analyze securities. CFAs focus on portfolio construction and investment selection.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Keating Investment Counselors | Delray Beach, FL | Apr 2018 - Current | 6 |
| Cfa Society Of South Florida | West Palm Beach, FL | Jan 2016 - Current | 8 |
| Planwyz Inc. | West Palm Beach, FL | Jul 2019 - Jan 2022 | 2 |
| Castle Wealth Management | West Palm Beach, FL | Aug 2016 - Apr 2018 | 1 |
| Nylife Secs/the Bridge Group | Boca Raton, FL | May 2013 - Aug 2016 | 3 |
| Handwerk Wealth | Boca Raton, FL | Mar 2013 - Oct 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 2000 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site-
Total Assets Under Management357MILLIONS
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Total Number of Accounts357ACCOUNTS
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Average Account Value$1,001,304
- A percentage of assets under your management
- Hourly charges
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Other
CA, CO, FL, IL, LA, NC, NE, NH, NY, TX
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