David Spence (CRD# 1384896) is an Investment Advisor Representative working at Palladium Wealth Management, LLC in Burke, VA and has over 38 years of experience in the finance industry. David Spence has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4092356
David Wealth Management, LLC
CRD# 2247685
Equitable Advisors, LLC
CRD# 2962660
Grove Point Advisors, LLC
The CFP is the gold standard for financial professionals who perform comprehensive financial planning. CFPs must undergo rigorous exams and meet other requirements to obtain this designation.
The PFS designation was created to allow CPA holders to take additional education to gain experience and expertise in the broader topics of financial planning.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Purshe Kaplan Sterling Investments | Albany, NY | Jan 2019 - Current | 5 |
| Palladium Wealth Management, LLC | West Springfield, VA | Oct 2008 - Current | 15 |
| United Income, Inc. | Washington, DC | Jan 2019 - Aug 2019 | < 1 |
| Wealthcare Advisory Partners LLC | Manassas, VA | Jul 2016 - Dec 2018 | 2 |
| Lpl Financial, LLC | Haymarket, VA | Jan 2004 - Dec 2018 | 14 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 1986 |
| S65 | NASAA Investment Advisors Law Examination | Jun 1994 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- VA
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Total Assets Under Management1MILLIONS
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Total Number of Accounts7ACCOUNTS
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Average Account Value$137,286
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
VA
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