Joffrey Smith, financial advisor Westborough MA
93 score

Joffrey Smith

CRD Number: 4625300
Current Firm: The Patriot Financial Group, LLC

Joffrey Smith (CRD# 4625300) is an Investment Advisor Representative working at The Patriot Financial Group, LLC in Westborough, MA and has over 13 years of experience in the finance industry.

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Company Name Location Dates Years
The Patriot Financial Group, LLC Worcester, MA Oct 2014 - Current 2
Lpl Financial LLC Worcester, MA Oct 2012 - Current 4
Private Advisor Group, LLC Morristown, NJ Oct 2012 - Oct 2014 2
Tower Square Securities Worcester, MA Mar 2010 - Oct 2012 2
City Of Worcester Worcester, MA Jan 2006 - Jan 2012 6
New York Life Insurance Company Waltham, MA Jan 2003 - Feb 2009 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2003
S65 NASAA Investment Advisors Law Examination Dec 2012
Contact Info for Joffrey A. Smith
Phone Number: (508) 251-6100
Registered State(s):
  • LA
  • TX
  • MA
By the Numbers
  • Total Assets Under Management
    114
    MILLIONS
  • Total Number of Accounts
    980
    ACCOUNTS
  • Average Account Value
    $115,918
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
Types of Clients
Registered States

CT, LA, MA, ME, NH, RI, TX

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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