David SpellmanCRD Number: 1287118
Current Firm: Principal Securities, Inc.
David Spellman (CRD# 1287118) is an Investment Advisor Representative working at Principal Securities, Inc. in Westbrook, ME and has over 11 years of experience in the finance industry.
F L Putnam Investment Management Company
Saltwater Harbor Financial LLC
Cuna Brokerage Services, Inc.
|Principal Life Insurance Company||Westbrook, ME||Jun 2004 - Current||12|
|Princor Financial Services Corporation||Westbrook, ME||Jun 2004 - Current||12|
|Foreside Insurance, Inc.||Westbrook, ME||Jan 2000 - Current||17|
|Pratt Financial Group, Inc.||Westbrook, ME||Jun 1992 - Current||24|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 2006|
|S65||NASAA Investment Advisors Law Examination||Aug 2006|
Total Assets Under Management1,622MILLIONS
Total Number of Accounts15,486ACCOUNTS
Average Account Value$104,766
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV