David Spellman (CRD# 1287118) is an Investment Advisor Representative working at Principal Securities, Inc. in Freeport, ME and has over 18 years of experience in the finance industry.
CRD# 6528663
Ubs Financial Services Inc.
CRD# 5157367
Lpl Financial LLC
CRD# 2883211
R M Davis Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Principal Life Insurance Company | Freeport, ME | Jun 2004 - Current | 19 |
| Principal Securities Inc. | Freeport, ME | Jun 2004 - Current | 19 |
| Foresight Insurance & Financial Advisors | Freeport, ME | Jun 2018 - Dec 2021 | 3 |
| Pratt Financial Group, Inc. | Westbrook, ME | Jun 1992 - Feb 2021 | 28 |
| Foreside Insurance, Inc. | Westbrook, ME | Jan 2000 - Jun 2018 | 18 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 2006 |
| S65 | NASAA Investment Advisors Law Examination | Aug 2006 |
- ME
-
Total Assets Under Management12,106MILLIONS
-
Total Number of Accounts54,844ACCOUNTS
-
Average Account Value$220,730
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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