Sarah Mosley, financial advisor Westbrook ME
89 score

Sarah Mosley

CRD Number: 5606981
Current Firm: Eagle Strategies LLC

Sarah Mosley (CRD# 5606981) is an Investment Advisor Representative working at Eagle Strategies LLC in Westbrook, ME and has over 3 years of experience in the finance industry.

Similar Advisors
Scott Mazuzan, financial advisor Westbrook ME
Scott N. Mazuzan
CRD# 5834757
F L Putnam Investment Management Company
Score
103
Similar Advisors
Eric Simonds, financial advisor Westbrook ME
Eric J. Simonds
CRD# 6153498
Saltwater Harbor Financial LLC
Score
103
Similar Advisors
Carol Aderman, financial advisor Westbrook ME
Carol S. Aderman
CRD# 4510590
Cuna Brokerage Services, Inc.
Score
96
Company Name Location Dates Years
Eagle Strategies LLC South Portland, ME Dec 2013 - Current 3
Mosley Financial Group South Portland, ME Oct 2012 - Current 4
Nylife Securities LLC South Portland, ME Aug 2012 - Current 4
New York Life Insurance Company South Portland, ME Oct 2008 - Current 8
University Of Maine Systems Bangor, ME Jan 2007 - Dec 2011 4
New York Life Insurance/john Mosley South Portland, ME Oct 2008 - Jul 2011 2
University Of Maine Systems Bangor, ME Jan 2007 - Jul 2011 4
Ll Bean Freeport, ME Oct 2006 - Jan 2007 < 1
Me Dept Of Environmental Science Augusta, ME Feb 2006 - Sep 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2013
Contact Info for Sarah H. Mosley
Phone Number: (888) 695-3245
Registered State(s):
  • ME
By the Numbers
  • Total Assets Under Management
    5,154
    MILLIONS
  • Total Number of Accounts
    29,837
    ACCOUNTS
  • Average Account Value
    $172,747
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Sarah Mosley and other advisors.
BADGES
89
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.