Phillip Valley, financial advisor Westerville OH

Phillip Valley

CRD Number: 2748315
Current Firm: Eastwind Capital Wealth Management

Phillip Valley (CRD# 2748315) is an Investment Advisor Representative working at Eastwind Capital Wealth Management in Westerville, OH and has over 20 years of experience in the finance industry.

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Company Name Location Dates Years
Eastwind Capital, LLC Westerville, OH Mar 2008 - Current 16
Estate Planning Professionals Westerville, OH Jun 1991 - Current 32
American Equity Investment Corp New Albany, IN Mar 2011 - Dec 2014 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2003
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Phillip M. Valley
Phone Number: 614-888-2230
Firm Website: http://www.epp.cc
Registered State(s):
  • FL
  • LA
  • OH
  • PA
  • TX
By the Numbers
  • Total Assets Under Management
    52
    MILLIONS
  • Total Number of Accounts
    485
    ACCOUNTS
  • Average Account Value
    $107,292
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Other
Types of Clients
Registered States

FL, LA, OH, PA, TX

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