James Tracz (CRD# 4269149) is an Investment Advisor Representative working at Commonwealth Financial Network in Willoughby Hills, OH and has over 19 years of experience in the finance industry.
CRD# 1065232
Independence Capital Company, Inc.
CRD# 4787364
The Center For Eldercare Finance
CRD# 5069849
Strategic Wealth Partners, Ltd.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Michael Germo Dba Financial Planning Resources | Willoughby, OH | Apr 2022 - Current | 2 |
| Commonwealth Financial Network | Waltham, MA | Dec 2021 - Current | 2 |
| Brightwood Lakes Commuinity Association | Concord, OH | Sep 2010 - Current | 13 |
| Ameriprise Financial Services, Inc. | Westlake, OH | Oct 2018 - Dec 2021 | 3 |
| Various Insurance Carriers For W & R Insurance Agencies | Painesville, OH | Jan 2003 - Dec 2021 | 18 |
| Waddell & Reed, Inc. | Erie, PA | Jan 2003 - Nov 2018 | 15 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Feb 2005 |
- OH
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Total Assets Under Management177,032MILLIONS
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Total Number of Accounts623,075ACCOUNTS
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Average Account Value$284,126
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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