Kalpana Beach (CRD# 6946037) is an Investment Advisor Representative working at Raymond James & Associates, Inc. in Westlake, OH and has over 5 years of experience in the finance industry.
CRD# 2530365
Osaic Fa, Inc.
CRD# 2493801
Lincoln Investment
CRD# 6347040
Cetera Investment Advisers LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Raymond James & Assocites | Westlake, OH | Aug 2022 - Current | 2 |
Bank Of America, N.a. | Westlake, OH | Nov 2018 - Current | 5 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Westlake, OH | Apr 2018 - Current | 6 |
Crescent Height (ten Thousand) | Beverly Hills, CA | Sep 2017 - Apr 2018 | < 1 |
Raffaello Hotel Operations | Los Angeles, CA | Jan 2018 - Mar 2018 | < 1 |
Nike | Santa Monica, CA | Nov 2017 - Dec 2017 | < 1 |
Bay Club | Redondo Beach, CA | Jul 2017 - Dec 2017 | < 1 |
Apex Systems | El Segundo, CA | Apr 2017 - Aug 2017 | < 1 |
Unemployed | Westlake, OH | May 2016 - Apr 2017 | < 1 |
The Ohio State University | Columbus, OH | Jun 2011 - May 2016 | 4 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Aug 2019 |
S65 | NASAA Investment Advisors Law Examination | Jan 2020 |
- OH
-
Total Assets Under Management350,042MILLIONS
-
Total Number of Accounts992,551ACCOUNTS
-
Average Account Value$352,669
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.