Michael PanzecaCRD Number: 3181431
Current Firm: Strategic Advisers, Inc.
Michael Panzeca (CRD# 3181431) is an Investment Advisor Representative working at Strategic Advisers, Inc. in Westlake, OH and has over 17 years of experience in the finance industry.
Strategic Wealth Partners, Ltd.
Michael Brady & Company, LLC
|Fidelity Investments||Covington, KY||Nov 2012 - Current||4|
|E*trade Capital Management LLC||Alpharetta, GA||Nov 2011 - Nov 2012||1|
|E*trade Securities LLC||Alpharetta, GA||Nov 2011 - Nov 2012||1|
|Self-employed||Alpharetta, GA||Oct 2008 - Nov 2012||4|
|Charles Schwab & Company, Inc.||Sandy Springs, GA||Aug 2010 - Oct 2011||1|
|Charles Schwab Bank||Sandy Springs, GA||Aug 2010 - Oct 2011||1|
|Td Ameritrade||Alpharetta, GA||Aug 2010 - Aug 2010||< 1|
|Job Searching||Alpharetta, GA||Dec 2009 - Aug 2010||< 1|
|Strategic Advisors Inc.||Atlanta, GA||Jan 2002 - Dec 2009||7|
|Fidelity Brokerage Services LLC||Atlanta, GA||Oct 1999 - Dec 2009||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1999|
|S66||NASAA Uniform Combined State Law Examination||Dec 2001|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management236,390MILLIONS
Total Number of Accounts619,100ACCOUNTS
Average Account Value$381,828
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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