Clint ShepherdCRD Number: 5559694
Current Firm: Schwab Private Client Investment Advisory, Inc.
Clint Shepherd (CRD# 5559694) is an Investment Advisor Representative working at Schwab Private Client Investment Advisory, Inc. in Westlake, TX and has over 8 years of experience in the finance industry.
Wells Fargo Advisors Financial Network, LLC
Vanderpal Capital Management LLC
Summit Financial Group Inc.
|Charles Schwab & Company, Inc.||Westlake, TX||Aug 2016 - Current||1|
|Schwab Private Client Investment Advisory, Inc.||Westlake, TX||Aug 2016 - Current||1|
|Cowboy Vending||Haltom City, TX||May 1989 - Current||28|
|Fidelity Investments||Westlake, TX||Aug 2010 - Aug 2016||6|
|Guardian Direct Energy Programs||Southlake, TX||Jul 2010 - Aug 2010||< 1|
|M & W Financial, Inc.||Southlake, TX||Mar 2009 - Aug 2010||1|
|Waddell & Reed, Inc.||Arlington, TX||Sep 2008 - Mar 2009||< 1|
|Various Insurance Carriers For W&r Insurance Agencies||Fort Worth, TX||Sep 2008 - Mar 2009||< 1|
|Dorna Usa||Wheeling, IL||Jul 2000 - Sep 2008||8|
|Lonestar Financial Partners||Dallas, TX||May 2008 - Aug 2008||< 1|
|Hobson's Air Conditioning||Weatherford, TX||Oct 2007 - Apr 2008||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 2009|
|S66||NASAA Uniform Combined State Law Examination||May 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management74,447MILLIONS
Total Number of Accounts158,678ACCOUNTS
Average Account Value$469,169
- Financial planning services
- Portfolio management for individuals and/or small businesses
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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