Daniel Mock (CRD# 6343729) is an Investment Advisor Representative working at Fmb Wealth Management in Westlake Village, CA and has over 9 years of experience in the finance industry. Daniel Mock has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6406556
Aqua Capital Advisors
CRD# 6770924
Wealth Management Partners Of Los Angeles
CRD# 5656946
The Lynd Group Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Fmb Wealth Management | Westlake Village, CA | May 2014 - Current | 9 |
| Fmb Retirement Services | Westlake Village, CA | May 2014 - Current | 9 |
| Fmb Retirement Services | Westlake Village, CA | May 2013 - May 2014 | 1 |
| Fmb Wealth Management | Westlake Village, CA | May 2013 - May 2014 | 1 |
| South Coast Aquatics | Thousand Oaks, CA | Jan 2011 - May 2014 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Oct 2014 |
- CA
-
Total Assets Under Management452MILLIONS
-
Total Number of Accounts794ACCOUNTS
-
Average Account Value$568,907
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
CA, FL, MT, NV, OR, SC, TX
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