James Wisdom, financial advisor Westlake Village CA

James Wisdom

CRD Number: 2258388
Current Firm: Harvest Investment Services, LLC

James Wisdom (CRD# 2258388) is an Investment Advisor Representative working at Harvest Investment Services, LLC in Westlake Village, CA and has over 25 years of experience in the finance industry. James Wisdom has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Harvest Investment Services, LLC Westlake Village, CA Mar 2015 - Current 9
James L Wisdom Insurance Services Westlake Village, CA Jul 2003 - Current 20
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1999
Contact Info for James L. Wisdom
Phone Number: (630) 613-9230
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    282
    MILLIONS
  • Total Number of Accounts
    2,862
    ACCOUNTS
  • Average Account Value
    $98,414
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AZ, CA, CO, FL, GA, IA, IL, IN, LA, MI, NC, NJ, NV, NY, OR, PA, SC, TN, TX, VA, WA, WI

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