Mark BoroughCRD Number: 1778245
Current Firm: Belpointe Asset Management LLC
Mark Borough (CRD# 1778245) is an Investment Advisor Representative working at Belpointe Asset Management LLC in Westlake Village, CA and has over 29 years of experience in the finance industry.
Fried Asset Management, Inc.
Felicitas Investors LLC
|Belpointe Asset Management, LLC||Greenwich, CT||Apr 2016 - Current||2|
|Borough Wealth Management||Weslake Village, CA||Jul 2009 - Current||8|
|Mark Borough||Weslake Village, CA||Jan 2007 - Current||11|
|Total Advisor Network, LLC||Thousand Oaks, CA||Jun 2016 - Apr 2017||< 1|
|Cetera Advisor Networks LLC||El Segundo, CA||Jan 2013 - Apr 2016||3|
|Financial Network||El Segundo, CA||Feb 2011 - Dec 2012||1|
|Qa3 Financial Corp||Omaha, NE||Feb 2009 - Feb 2011||2|
|Intersecurities Inc.||Woodland Hills, CA||Jul 2007 - Oct 2008||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 1989|
|S65||NASAA Investment Advisors Law Examination||Mar 2002|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Judgments / Liens
Total Assets Under Management623MILLIONS
Total Number of Accounts2,686ACCOUNTS
Average Account Value$231,787
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Pension consulting services
- Selection of other advisers (including private fund managers)
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