Mark Borough, financial advisor Westlake Village CA
81 score

Mark Borough

CRD Number: 1778245
Current Firm: Total Advisor Network, LLC

Mark Borough (CRD# 1778245) is an Investment Advisor Representative working at Total Advisor Network, LLC in Westlake Village, CA and has over 27 years of experience in the finance industry.

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Company Name Location Dates Years
Total Advisor Network, LLC Thousand Oaks, CA Jun 2016 - Current < 1
Cetera Advisor Networks LLC El Segundo, CA Jan 2013 - Current 3
Borough Wealth Management Thousand Oaks, CA Jul 2009 - Current 7
Mark Borough Woodland Hills, CA Jan 2007 - Current 9
Financial Network El Segundo, CA Feb 2011 - Dec 2012 1
Qa3 Financial Corp Omaha, NE Feb 2009 - Feb 2011 2
Intersecurities Inc. Woodland Hills, CA Jul 2007 - Oct 2008 1
1717 Capital Management Co Newark, DE Apr 2006 - Jan 2007 < 1
Bluestone Financcial Group Los Angeles, CA Apr 2006 - Jan 2007 < 1
Nationwide Financial Network Los Angeles, CA Mar 2006 - Jan 2007 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1989
S65 NASAA Investment Advisors Law Examination Mar 2002
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Mark A. Borough
Phone Number: 509-822-3850
Firm Website: http://www.larsenfin.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    27
    MILLIONS
  • Total Number of Accounts
    220
    ACCOUNTS
  • Average Account Value
    $122,727
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AZ, CA, FL, ID, IN, MO, OK, TX, UT, WA

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BADGES
81

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