Mark Borough, financial advisor Westlake Village CA
81 score

Mark Borough

CRD Number: 1778245
Current Firm: Total Advisor Network, LLC

Mark Borough (CRD# 1778245) is an Investment Advisor Representative working at Total Advisor Network, LLC in Westlake Village, CA and has over 28 years of experience in the finance industry.

Similar Advisors
David Fried, financial advisor Westlake Village CA
David R. Fried
CRD# 2753945
Fried Asset Management, Inc.
Similar Advisors
Morris Amiri, financial advisor Westlake Village CA
Morris M. Amiri
CRD# 4266581
Dash Investments
Similar Advisors
Nathan Wallace, financial advisor Westlake Village CA
Nathan R. Wallace
CRD# 5646552
Greyfox Investors LLC
Company Name Location Dates Years
Total Advisor Network, LLC Thousand Oaks, CA Jun 2016 - Current 1
Cetera Advisor Networks LLC El Segundo, CA Jan 2013 - Current 5
Borough Wealth Management Thousand Oaks, CA Jul 2009 - Current 8
Mark Borough Woodland Hills, CA Jan 2007 - Current 11
Financial Network El Segundo, CA Feb 2011 - Dec 2012 1
Qa3 Financial Corp Omaha, NE Feb 2009 - Feb 2011 2
Intersecurities Inc. Woodland Hills, CA Jul 2007 - Oct 2008 1
1717 Capital Management Co Newark, DE Apr 2006 - Jan 2007 < 1
Bluestone Financcial Group Los Angeles, CA Apr 2006 - Jan 2007 < 1
Nationwide Financial Network Los Angeles, CA Mar 2006 - Jan 2007 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1989
S65 NASAA Investment Advisors Law Examination Mar 2002
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Mark A. Borough
Phone Number: 509-822-3850
Firm Website:
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


Ready to hire a financial advisor? Get competitive proposals from multiple advisors.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.