Mark BoroughCRD Number: 1778245
Current Firm: Total Advisor Network, LLC
Mark Borough (CRD# 1778245) is an Investment Advisor Representative working at Total Advisor Network, LLC in Westlake Village, CA and has over 27 years of experience in the finance industry.
Fried Asset Management, Inc.
Greyfox Investors LLC
|Total Advisor Network, LLC||Thousand Oaks, CA||Jun 2016 - Current||< 1|
|Cetera Advisor Networks LLC||El Segundo, CA||Jan 2013 - Current||4|
|Borough Wealth Management||Thousand Oaks, CA||Jul 2009 - Current||7|
|Mark Borough||Woodland Hills, CA||Jan 2007 - Current||10|
|Financial Network||El Segundo, CA||Feb 2011 - Dec 2012||1|
|Qa3 Financial Corp||Omaha, NE||Feb 2009 - Feb 2011||2|
|Intersecurities Inc.||Woodland Hills, CA||Jul 2007 - Oct 2008||1|
|1717 Capital Management Co||Newark, DE||Apr 2006 - Jan 2007||< 1|
|Bluestone Financcial Group||Los Angeles, CA||Apr 2006 - Jan 2007||< 1|
|Nationwide Financial Network||Los Angeles, CA||Mar 2006 - Jan 2007||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 1989|
|S65||NASAA Investment Advisors Law Examination||Mar 2002|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Judgments / Liens
Total Assets Under Management27MILLIONS
Total Number of Accounts220ACCOUNTS
Average Account Value$122,727
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AZ, CA, FL, ID, IN, MO, OK, TX, UT, WA
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