James Aaron Bauer, financial advisor Westminster CO
100 score

James Aaron Bauer

CRD Number: 4502106
Current Firm: Gallacher Capital Management, LLC

James Aaron Bauer (CRD# 4502106) is an Investment Advisor Representative working at Gallacher Capital Management, LLC in Lone Tree, CO and has over 13 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Lpl Financial Westminster, CO Sep 2009 - Current 7
Gallacher Capital Management, LLC Greenwood Village, CO Aug 2009 - Current 7
Mutual Service Corporation Broomfield, CO May 2009 - Current 7
Edward Jones St. Louis, MO Nov 2003 - Current 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 2002
S66 NASAA Uniform Combined State Law Examination Jan 2007
Contact Info for James Aaron Bauer
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States


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