Steven Carlisle, financial advisor Westminster CO

Steven Carlisle

CRD Number: 6403757
Current Firm: Townsend

Steven Carlisle (CRD# 6403757) is an Investment Advisor Representative working at Townsend in Westminster, CO and has over 8 years of experience in the finance industry. Steven Carlisle has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Similar Advisors
Eric Courage , financial advisor Westminster CO
Eric M. Courage
CRD# 5513725
Margin
Similar Advisors
Nicholas Crow, financial advisor Westminster CO
Nicholas J. Crow
CRD# 6280566
Motley Fool Wealth Management, LLC
Similar Advisors
Dwight Dettloff, financial advisor Westminster CO
Dwight C. Dettloff
CRD# 6818104
Winding Trail Financial Planning, LLC
Professional Designations
Company Name Location Dates Years
Securities America Inc. Westminster, CO Sep 2016 - Current 7
Townsend & Associates, Inc. Westminster, CO Sep 2016 - Current 7
Tcm Securities, Inc. Woodstock, GA Apr 2016 - Aug 2016 < 1
Patrick Lynch Financial Westminster, CO Apr 2016 - Aug 2016 < 1
Northwestern Mutual Investment Services LLC Boulder, CO Oct 2014 - Apr 2016 1
Northwestern Mutual Life Insurance Company Milwaukee, WI Oct 2014 - Apr 2016 1
Unemployed Arvada, CO Jul 2014 - Oct 2014 < 1
Sandoz Broomfield, CO Sep 2003 - Jul 2014 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2015
S66 NASAA Uniform Combined State Law Examination Sep 2016
Contact Info for Steven K. Carlisle
Phone Number: 303-452-5986
Registered State(s):
  • CO
  • TX
By the Numbers
  • Total Assets Under Management
    1,117
    MILLIONS
  • Total Number of Accounts
    3,418
    ACCOUNTS
  • Average Account Value
    $326,668
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AZ, CA, CO, FL, MO, MT, NC, NE, NV, OK, SD, TN, TX, UT, WA, WY

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.