Steven Carlisle, financial advisor Westminster CO

Steven Carlisle

CRD Number: 6403757
Current Firm: Townsend

Steven Carlisle (CRD# 6403757) is an Investment Advisor Representative working at Townsend in Westminster, CO and has over 4 years of experience in the finance industry.

Similar Advisors
Mark Ballenger II, financial advisor Westminster CO
Mark A. Ballenger II
CRD# 2810252
Ewealth Consulting, LLC
Similar Advisors
Dave Anthony, CFP®, RMA®, financial advisor Westminster CO
Dave Anthony, CFP®, RMA®
CRD# 3068955
Anthony Capital, LLC
Similar Advisors
Kreighton Bieger, financial advisor Westminster CO
Kreighton K. Bieger
CRD# 5148489
Kilterhowling LLC
Company Name Location Dates Years
Securities America Inc. Westminster, CO Sep 2016 - Current 3
Townsend & Associates, Inc. Westminster, CO Sep 2016 - Current 3
Tcm Securities, Inc. Woodstock, GA Apr 2016 - Aug 2016 < 1
Patrick Lynch Financial Westminster, CO Apr 2016 - Aug 2016 < 1
Northwestern Mutual Investment Services LLC Boulder, CO Oct 2014 - Apr 2016 1
Northwestern Mutual Life Insurance Company Milwaukee, WI Oct 2014 - Apr 2016 1
Unemployed Arvada, CO Jul 2014 - Oct 2014 < 1
Sandoz Broomfield, CO Sep 2003 - Jul 2014 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2015
S66 NASAA Uniform Combined State Law Examination Sep 2016
Contact Info for Steven K. Carlisle
Phone Number: 303-452-5986
Registered State(s):
  • CO
  • TX
By the Numbers
  • Total Assets Under Management
    555
    MILLIONS
  • Total Number of Accounts
    2,409
    ACCOUNTS
  • Average Account Value
    $230,180
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AR, AZ, CA, CO, FL, KS, MT, NC, NE, NM, NV, OK, SD, TX, UT, WA

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.