Thomas Von Reckers, financial advisor Westminster CO

Thomas Von Reckers

CRD Number: 704779
Current Firm: Von Reckers Wealth Management, Corp.

Thomas Von Reckers (CRD# 704779) is an Investment Advisor Representative working at Von Reckers Wealth Management, Corp. in Westminster, CO and has over 35 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Advisor Networks LLC El Segundo, CA Sep 2019 - Current 2
Summit Financial Group Inc. Westminster, CO Jul 2018 - Current 4
Von Reckers Wealth Management, LLC Westminster, CO Feb 2011 - Current 11
Summit Brokerage Services, Inc. Westminster, CO Jul 2018 - Sep 2019 1
Wells Fargo Advisors Financial Network LLC Denver, CO Apr 2011 - Jul 2018 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1986
S65 NASAA Investment Advisors Law Examination Jul 1993
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Thomas Von Reckers
Phone Number: 303-280-8080
Registered State(s):
  • CO
  • TX
Current Firm Details
Von Reckers Wealth Management, Corp.
Firm's CRD Number: 312790
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

CO, TX

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