Thomas Von ReckersCRD Number: 704779
Current Firm: Von Reckers Wealth Management, Corp.
Thomas Von Reckers (CRD# 704779) is an Investment Advisor Representative working at Von Reckers Wealth Management, Corp. in Westminster, CO and has over 35 years of experience in the finance industry.
Meridian Wealth Management LLC
Thrivent Advisor Network, LLC
|Cetera Advisor Networks LLC||El Segundo, CA||Sep 2019 - Current||2|
|Summit Financial Group Inc.||Westminster, CO||Jul 2018 - Current||4|
|Von Reckers Wealth Management, LLC||Westminster, CO||Feb 2011 - Current||11|
|Summit Brokerage Services, Inc.||Westminster, CO||Jul 2018 - Sep 2019||1|
|Wells Fargo Advisors Financial Network LLC||Denver, CO||Apr 2011 - Jul 2018||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 1986|
|S65||NASAA Investment Advisors Law Examination||Jul 1993|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
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