Aaron Puckett, financial advisor Westminster MD

Aaron Puckett

CRD Number: 3139974
Current Firm: Lpl Financial LLC

Aaron Puckett (CRD# 3139974) is an Investment Advisor Representative working at Lpl Financial LLC in Westminster, MD and has over 18 years of experience in the finance industry. Aaron Puckett has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Founders Financial Securities, LLC
Professional Designations
Company Name Location Dates Years
Lpl Financial LLC Westminster, MD Dec 2010 - Current 10
Puckett & Sturgill Wealth Management Westminster, MD Feb 2007 - Jun 2014 7
1st Global Insurance Services, Inc. Westminster, MD Jun 2007 - Dec 2010 3
1st Global Capital Corp. Westminster, MD Feb 2007 - Dec 2010 3
1st Global Advisors, Inc. Westminster, MD Feb 2007 - Dec 2010 3
Sturgill Financial Group Westminster, MD Feb 2007 - Dec 2007 < 1
Edward Jones St. Louis, MO Apr 2002 - Feb 2007 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2002
S66 NASAA Uniform Combined State Law Examination Dec 2006
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Aaron M. Puckett
Phone Number: 704-733-3300
Registered State(s):
  • MD
By the Numbers
  • Total Assets Under Management
    207,793
    MILLIONS
  • Total Number of Accounts
    892,326
    ACCOUNTS
  • Average Account Value
    $232,867
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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Data verified by both the advisor and the public regulatory data.

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