Steven Refkin, financial advisor Weston FL
78 score

Steven Refkin

CRD Number: 5983632
Current Firm: National Planning Corporation ("npc Of America" In Fl & Ny)

Steven Refkin (CRD# 5983632) is an Investment Advisor Representative working at National Planning Corporation ("npc Of America" In Fl & Ny) in Weston, FL and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
National Planning Corporation Weston, FL Feb 2016 - Current < 1
Metlife Securities Inc. Plantation, FL Jun 2012 - Dec 2015 3
Nylife Securities LLC Sunrise, FL Jan 2012 - Jun 2012 < 1
New York Life Sunrise, FL Sep 2011 - Jun 2012 < 1
Sea Turtle Holdings, Inc. Plantation, FL Jul 2000 - Dec 2011 11
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Steven C. Refkin
Phone Number: 310-899-7900
Firm Website: https://www.natplan.com
Registered State(s):
  • FL
  • TX
By the Numbers
  • Total Assets Under Management
    7,811
    MILLIONS
  • Total Number of Accounts
    42,943
    ACCOUNTS
  • Average Account Value
    $181,887
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
78

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