Richard Eller, financial advisor Westport CT
34 score

Richard Eller

CRD Number: 1409368
Current Firm: Spire Wealth Management, LLC

Richard Eller (CRD# 1409368) is an Investment Advisor Representative working at Spire Wealth Management, LLC in Westport, CT and has over 31 years of experience in the finance industry.

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Company Name Location Dates Years
Spire Investment Partners, LLC Reston, VA Feb 2010 - Current 6
Richard Eller - Insurance Westport, CT Jun 2007 - Current 9
Eller Financial Group LLC Westport, CT Jun 2007 - Current 9
Securities America Inc. Westport, CT Jul 2007 - Feb 2010 2
Securities America Advisors, Inc. Westport, CT Jul 2007 - Feb 2010 2
Brookstreet Securities Corporation Norwalk, CT Sep 1992 - Jul 2007 14
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1985
S65 NASAA Investment Advisors Law Examination Jun 1997
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Employer Dispute
  • Customer Dispute
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Richard Eller
Phone Number: 703-657-6060
Firm Website: http://www.cgwealth.com
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    1,868
    MILLIONS
  • Total Number of Accounts
    5,691
    ACCOUNTS
  • Average Account Value
    $328,305
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AL, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
34

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