Steven Samuels, financial advisor Westport CT
73 score

Steven Samuels

CRD Number: 1001046
Current Firm: Pacifica Capital Investments

Steven Samuels (CRD# 1001046) is an Investment Advisor Representative working at Pacifica Capital Investments in Westport, CT and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
Grey Owl Capital Management Falls Church, VA Oct 2015 - Current 1
Pacifica Capital Investments, LLC Saddle Brook, NJ Apr 1998 - Current 18
Roumell Asset Management Westport, CT Oct 2009 - Dec 2013 4
Samuels Chase & Company, Inc. Westport, CT May 1994 - Dec 2006 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1984
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Steven J. Samuels
Phone Number: 512-310-8545
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
Types of Clients
Registered States


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