Todd MauermanCRD Number: 1070495
Current Firm: Moors & Cabot, Inc.
Todd Mauerman (CRD# 1070495) is an Investment Advisor Representative working at Moors & Cabot, Inc. in Westport, CT and has over 25 years of experience in the finance industry.
Altium Wealth Management LLC
American Portfolios Advisors, Inc.
Abbondandolo Wealth Management Corp
|Moors & Cabot Inc.||Westport, CT||Mar 2016 - Current||2|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Fairfield, CT||Sep 2003 - Mar 2016||12|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1992|
|S65||NASAA Investment Advisors Law Examination||Sep 2003|
Total Assets Under Management1,217MILLIONS
Total Number of Accounts2,486ACCOUNTS
Average Account Value$489,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AL, CA, CO, CT, DC, FL, GA, IA, IL, IN, LA, MD, ME, MI, MN, MO, NC, NH, NJ, NM, NY, OH, OK, OR, PA, RI, SC, TN, TX, VA, VT, WA, WI