Joseph Waters, financial advisor Westwood MA
96 score

Joseph Waters

CRD Number: 4627450
Current Firm: Heritage Financial Services, LLC

Joseph Waters (CRD# 4627450) is an Investment Advisor Representative working at Heritage Financial Services, LLC in Westwood, MA and has over 13 years of experience in the finance industry. Joseph Waters has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Heritage Financial Services, LLC Westwood, MA Mar 2013 - Current 3
Winchester Financial Group Stoneham, MA Apr 2008 - Mar 2013 4
Unemployed Medford, MA Oct 2007 - Mar 2008 < 1
Investors Marketing Services Inc. Danvers, MA Jun 2007 - Oct 2007 < 1
Northwestern Mutual Life Insurance Company Milwaukee, WI Jan 2003 - Jun 2007 4
Northwestern Mutual Investment Services, LLC Wakefield, MA Jan 2003 - Jun 2007 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2003
Contact Info for Joseph A. Waters
Phone Number: 781-255-0214
Registered State(s):
  • MA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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