Douglas Miller, financial advisor Wethersfield CT
83 score

Douglas Miller

CRD Number: 1969971
Current Firm: Johnson Brunetti

Douglas Miller (CRD# 1969971) is an Investment Advisor Representative working at Johnson Brunetti in Wethersfield, CT and has over 28 years of experience in the finance industry.

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Company Name Location Dates Years
Silver Oak Securities, Inc. Jackson, TN Jul 2015 - Current 2
Jb Capital LLC Wethersfield, CT Jun 2015 - Current 2
Silver Oak Securities Jackson, TN Sep 2009 - Jun 2015 5
Westport Capital Markets Westport, CT Nov 2007 - Sep 2009 1
Great American Advisors North Haven, CT Oct 2006 - Nov 2007 1
Allianz Life Insurance Company Of North America Minneapolis, MN Apr 2005 - Sep 2006 1
Usallianz Investor Services, LLC Minneapolis, MN Apr 2005 - Sep 2006 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1989
S65 NASAA Investment Advisors Law Examination Jan 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Douglas W. Miller
Phone Number: 860-372-4800
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    226
    MILLIONS
  • Total Number of Accounts
    2,632
    ACCOUNTS
  • Average Account Value
    $85,685
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

CT, FL, MA, NC, NH, NY, PA, SC, TX

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BADGES
83

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Disclosure

Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.