Joseph Lander, financial advisor Wethersfield CT
86 score

Joseph Lander

CRD Number: 4574495
Current Firm: Hammond Iles Wealth Advisors

Joseph Lander (CRD# 4574495) is an Investment Advisor Representative working at Hammond Iles Wealth Advisors in Wethersfield, CT and has over 14 years of experience in the finance industry. Joseph Lander has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Ceros Financial Services, Inc. Wethersfield, CT Mar 2016 - Current < 1
Hammond Iles Wealth Advisors Wethersfield, CT Aug 2015 - Current 1
Securities Service Network Knoxville, TN Aug 2015 - Mar 2016 < 1
Ameriprise Financial Services Inc. Melville, NY Apr 2014 - Aug 2015 1
Money Matters Avon, CT Oct 2012 - Apr 2014 1
Lpl Financial Farmington, CT Sep 2010 - Apr 2014 3
Kr Wealth Management, LLC Farmington, CT Sep 2010 - Oct 2012 2
Wells Fargo Advisors Ansonia, CT Feb 2009 - Sep 2010 1
Wachovia Securities, LLC Cheshire, CT Jul 2006 - Jan 2009 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2002
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Joseph M. Lander
Phone Number: 860-258-2600
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    186
    MILLIONS
  • Total Number of Accounts
    1,371
    ACCOUNTS
  • Average Account Value
    $135,429
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AZ, CT, FL, GA, LA, MA, ME, NC, NH, OH, PA, RI, SC, TX, VA

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BADGES
86

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