Thomas Brown (CRD# 1657016) is an Investment Advisor Representative working at Osaic Wealth, Inc. in Wethersfield, CT and has over 36 years of experience in the finance industry.
CRD# 2726777
Springboard Asset Management LLC
CRD# 4297910
Milestone Asset Management Group, LLC
CRD# 2756063
Advice And Planning Services
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Royal Alliance Associates, Inc. | Wethersfield, CT | Nov 2018 - Current | 5 |
| Self-employed Broker | Windsor, CT | Sep 1994 - Current | 29 |
| Charles G Marcus Agency Inc. | Wethersfield, CT | Jul 1994 - Current | 29 |
| Marcus Agency | Wethersfield, CT | Jul 1994 - Current | 29 |
| Signator Investors, Inc. | Wethersfield, CT | May 2016 - Nov 2018 | 2 |
| Transamerica Financial Advisors, Inc. | Wethersfield, CT | Jan 1999 - May 2016 | 17 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 1987 |
| S65 | NASAA Investment Advisors Law Examination | Sep 2003 |
- CT
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Total Assets Under Management94,558MILLIONS
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Total Number of Accounts437,201ACCOUNTS
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Average Account Value$216,280
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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