Dauz WennerCRD Number: 5923132
Current Firm: First Trust Advisors LP
Dauz Wenner (CRD# 5923132) is an Investment Advisor Representative working at First Trust Advisors LP in Wheaton, IL and has over 3 years of experience in the finance industry.
Waddell & Reed
Forum Financial Management, LP
|First Trust Portfolios LP||Wheaton, IL||Sep 2014 - Current||3|
|Jackson National Life Distributors, LLC||Nashville, TN||Feb 2014 - Sep 2014||< 1|
|Ubsfs||Nashville, TN||Dec 2012 - Feb 2014||1|
|Carrabbas||Nashville, TN||Jul 2012 - Dec 2012||< 1|
|Carrabbas||Knoxville, TN||Mar 2012 - Jul 2012||< 1|
|N/a||Nashville, TN||Aug 2011 - Mar 2012||< 1|
|Ubsfs||Nashville, TN||May 2011 - Aug 2011||< 1|
|N/a||Nashville, TN||May 2003 - May 2011||8|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Dec 2014|
|S63||Uniform Securities State Law Examination||Mar 2014|
Total Assets Under Management104,224MILLIONS
Total Number of Accounts4,116ACCOUNTS
Average Account Value$25,321,679
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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