Marc Guerra, financial advisor Wheaton IL
59 score

Marc Guerra

CRD Number: 1230885
Current Firm: Transamerica Financial Advisors, Inc.

Marc Guerra (CRD# 1230885) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Wheaton, IL and has over 31 years of experience in the finance industry.

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Company Name Location Dates Years
Estate Plan Services, Dba Marc Guerra Wheaton, IL Jan 2014 - Current 2
Transamerica Financial Advisors, Inc. Wheaton, IL Jan 2012 - Current 4
Marc Guerra West Chicago, IL Apr 2005 - Current 11
Wfg Wheaton, IL Jun 2001 - Current 15
Investment Advisors International Wheaton, IL Mar 2007 - Jan 2012 4
World Group Securities, Inc. Wheaton, IL Apr 2002 - Jan 2012 9
Innergy Lending South Barrington, IL Apr 2008 - Jun 2008 < 1
Affiliated Broker Duluth, GA Aug 2002 - Oct 2007 5
Guerra Family Foundation West Chicago, IL Nov 1998 - Oct 2007 8
Inter Securities West Chicago, IL Sep 2002 - Aug 2006 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1985
S65 NASAA Investment Advisors Law Examination May 1996
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Customer Dispute
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Marc D. Guerra
Phone Number: 727-299-1800
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    4,493
    MILLIONS
  • Total Number of Accounts
    33,842
    ACCOUNTS
  • Average Account Value
    $132,767
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
59

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