Mark Nelson, financial advisor Wheaton IL
90 score

Mark Nelson

CRD Number: 5902591
Current Firm: First Trust Advisors LP

Mark Nelson (CRD# 5902591) is an Investment Advisor Representative working at First Trust Advisors LP in Wheaton, IL and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
First Trust Portfolios LP Wheaton, IL Mar 2011 - Current 5
Blue Ocean Advisor Novi, MI Apr 2009 - Mar 2011 1
Pro-sno Wheaton, IL Nov 2009 - Dec 2010 1
Hultgren Funeral Home Wheaton, IL Nov 2009 - Dec 2010 1
Norwegian Squeegee Rockford, IL Mar 2010 - Sep 2010 < 1
Wheaton Bible Church Wheaton, IL Apr 2004 - Mar 2009 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2011
S66 NASAA Uniform Combined State Law Examination Jun 2012
Contact Info for Mark H. Nelson
Phone Number: 630-765-8000
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    104,224
    MILLIONS
  • Total Number of Accounts
    4,116
    ACCOUNTS
  • Average Account Value
    $25,321,679
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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