Roy Cook (CRD# 3129380) is an Investment Advisor Representative working at Lpl Financial LLC in Warrenville, IL and has over 25 years of experience in the finance industry.
CRD# 2216510
Sequoia Wealth Management, LLC
CRD# 6067744
Goldstone Financial Group, LLC
CRD# 5648094
Highpoint Planning Partners
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Warrenville, IL | Sep 2023 - Current | < 1 |
| Dugan & Lopatka Wealth Management, LLC | Wheaton, IL | Jul 2018 - Current | 5 |
| Cetera Financial Specialists LLC | Schaumburg, IL | May 2018 - Sep 2023 | 5 |
| Cetera Investment Advisers LLC | Schaumburg, IL | May 2018 - Sep 2023 | 5 |
| Dugan & Lopatka, Financial Services LLC | Wheaton, IL | May 2018 - Jul 2018 | < 1 |
| Raymond James Financial Services Advisors Inc. | Wheaton, IL | Apr 2015 - May 2018 | 3 |
| Raymond James Financial Services,inc | Wheaton, IL | Mar 2015 - May 2018 | 3 |
| Sage Private Wealth Group, LLC | Wheaton, IL | Mar 2015 - May 2018 | 3 |
| Sage Private Wealth Group | Wheaton, IL | Mar 2015 - May 2018 | 3 |
| Uber | Elmhurst, IL | Oct 2015 - Dec 2015 | < 1 |
| Bkd Wealth Advisors, LLC | Oakbrook Terrace, IL | Nov 2014 - Mar 2015 | < 1 |
| Wolf Financial Management, LLC | Oak Brook, IL | Jul 2010 - Oct 2014 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Sep 1998 |
| S66 | NASAA Uniform Combined State Law Examination | Feb 2006 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- IL
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
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