Sean Adams, financial advisor Wheaton IL
93 score

Sean Adams

CRD Number: 5897874
Current Firm: First Trust Advisors LP

Sean Adams (CRD# 5897874) is an Investment Advisor Representative working at First Trust Advisors LP in Wheaton, IL and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
First Trust Portfolios LP Wheaton, IL Mar 2011 - Current 5
Resto-deck Naperville, IL Apr 2005 - Mar 2011 5
Northern Illinois University Dekalb, IL May 2004 - Dec 2010 6
Target Naperville, IL Oct 2010 - Nov 2010 < 1
Tequila Roadhouse Dekalb, IL Sep 2009 - Dec 2009 < 1
Starbuster's Bar And Grill Dekalb, IL Aug 2007 - Nov 2009 2
Guy Healy Japan Nagasaki, Jun 2007 - Aug 2007 < 1
Northern Illinois University Dekalb, IL Aug 2006 - May 2007 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2011
S66 NASAA Uniform Combined State Law Examination Jul 2012
Contact Info for Sean M. Adams
Phone Number: 630-765-8000
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    104,224
    MILLIONS
  • Total Number of Accounts
    4,116
    ACCOUNTS
  • Average Account Value
    $25,321,679
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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