Carlos Romero, financial advisor Wheaton MD

Carlos Romero

CRD Number: 4651233
Current Firm: Lpl Financial LLC

Carlos Romero (CRD# 4651233) is an Investment Advisor Representative working at Lpl Financial LLC in Wheaton, MD and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial, LLC Wheaton, MD Nov 2013 - Current 6
Crg Financial Services, LLC Silver Springs, MD Jun 2010 - Current 9
Lara, May & Associates, LLC Falls Church, VA Jul 2012 - Nov 2013 1
Allstate Insurance Co Kensington, MD Jun 2010 - Jun 2012 2
Lpl Financial Silver Spring, MD May 2009 - Jun 2010 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2003
Contact Info for Carlos A. Romero
Phone Number: 617-423-3644
Registered State(s):
  • MD
By the Numbers
  • Total Assets Under Management
    159,099
    MILLIONS
  • Total Number of Accounts
    786,525
    ACCOUNTS
  • Average Account Value
    $202,281
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
Clean Record
This advisor has a clean track record with regulators.

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