Dipti Rath, financial advisor Parsippany NJ

Dipti Rath

CRD Number: 2997188
Current Firm: Cetera Investment Advisers LLC

Dipti Rath (CRD# 2997188) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Parsippany, NJ and has over 14 years of experience in the finance industry.

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Origin Investment Advisory LLC
Company Name Location Dates Years
Cetera Advisor Networks LLC Parsippany, NJ Aug 2023 - Current < 1
Cetera Investment Advisers LLC Schaumburg, IL Aug 2023 - Current < 1
Allied Wealth Partners Parsippany, NJ Sep 2019 - Current 4
Minnesota Insurance Company St. Paul, MN Sep 2019 - Aug 2023 3
Securian Financial Services Inc. St. Paul, MN Sep 2019 - Aug 2023 3
Lpl Financial, LLC Whippany, NJ Jul 2010 - Sep 2019 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2009
S66 NASAA Uniform Combined State Law Examination Dec 2016
Contact Info for Dipti Rath
Phone Number: 888-528-2987
Registered State(s):
  • NJ
  • TX
By the Numbers
  • Total Assets Under Management
    33,356
    MILLIONS
  • Total Number of Accounts
    176,986
    ACCOUNTS
  • Average Account Value
    $188,469
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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