Thomas Thompson (CRD# 2687240) is an Investment Advisor Representative working at Thompson Financial Transitions Inc. in White Bear Lake, MN and has over 26 years of experience in the finance industry.
CRD# 1682050
Osaic Wealth, Inc.
CRD# 4618120
Thrivent Advisor Network, LLC
CRD# 2309650
Wealth Enhancement Advisory Services, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Thompson Financial Transitions Inc. | White Bear Lake, MN | Dec 2022 - Current | 1 |
Kristi Seifert, LLC | White Bear Lake, MN | Feb 2022 - Current | 2 |
Thompson Financial Transitions Inc. | White Bear Lake, MN | May 2011 - Current | 12 |
Thomas J. Thompson Iii Sole Proprietor | White Bear Lake, MN | Jul 2002 - Current | 21 |
Sagepoint Financial | White Bear Lake, MN | Oct 2014 - Dec 2022 | 8 |
Voya Financial Advisors, Inc. | St. Paul, MN | Aug 2010 - Oct 2014 | 4 |
Voya Financial Advisors, Inc. | St Paul, MN | Oct 2008 - Oct 2014 | 6 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Oct 1997 |
S65 | NASAA Investment Advisors Law Examination | Aug 2008 |
- MN
- OK
- WI
-
Total Assets Under Management38MILLIONS
-
Total Number of Accounts257ACCOUNTS
-
Average Account Value$146,887
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
MN, OK, WI
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