Allie RiveraCRD Number: 5942504
Current Firm: Independent Financial Partners
Allie Rivera (CRD# 5942504) is an Investment Advisor Representative working at Independent Financial Partners in White Plains, NY and has over 3 years of experience in the finance industry.
Sagepoint Financial, Inc.
Halsey Associates Inc.
Royal Alliance Associates, Inc.
|Independent Financial Partners||White Plains, NY||Jul 2014 - Current||3|
|Lpl Financial LLC||White Plains, NY||Jul 2014 - Current||3|
|Katz Zlotnick & Associates||Hauppauge, NY||Jun 2012 - May 2014||1|
|Gettysburg College||Gettysburg, PA||Aug 2008 - May 2012||3|
|Shoreham Wading River Highschool||Shoreham, NY||Sep 2004 - Jun 2008||3|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Aug 2014|
|S63||Uniform Securities State Law Examination||Nov 2015|
Total Assets Under Management4,348MILLIONS
Total Number of Accounts24,542ACCOUNTS
Average Account Value$177,153
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops