Allie RiveraCRD Number: 5942504
Current Firm: Independent Financial Partners
Allie Rivera (CRD# 5942504) is an Investment Advisor Representative working at Independent Financial Partners in White Plains, NY and has over 2 years of experience in the finance industry.
Sagepoint Financial, Inc.
Halsey Associates Inc.
Royal Alliance Associates, Inc.
|Independent Financial Partners||White Plains, NY||Jul 2014 - Current||3|
|Lpl Financial LLC||White Plains, NY||Jul 2014 - Current||3|
|Katz Zlotnick & Associates||Hauppauge, NY||Jun 2012 - May 2014||1|
|Gettysburg College||Gettysburg, PA||Aug 2008 - May 2012||3|
|Shoreham Wading River Highschool||Shoreham, NY||Sep 2004 - Jun 2008||3|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Aug 2014|
|S63||Uniform Securities State Law Examination||Nov 2015|
Total Assets Under Management4,348MILLIONS
Total Number of Accounts24,542ACCOUNTS
Average Account Value$177,153
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV