Allie Rivera, financial advisor White Plains NY
88 score

Allie Rivera

CRD Number: 5942504
Current Firm: Independent Financial Partners

Allie Rivera (CRD# 5942504) is an Investment Advisor Representative working at Independent Financial Partners in White Plains, NY and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Independent Financial Partners White Plains, NY Jul 2014 - Current 2
Lpl Financial LLC White Plains, NY Jul 2014 - Current 2
Katz Zlotnick & Associates Hauppauge, NY Jun 2012 - May 2014 1
Gettysburg College Gettysburg, PA Aug 2008 - May 2012 3
Shoreham Wading River Highschool Shoreham, NY Sep 2004 - Jun 2008 3
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Aug 2014
S63 Uniform Securities State Law Examination Nov 2015
Contact Info for Allie C. Rivera
Phone Number: 813-341-0960
Registered State(s):
  • FL
  • MD
  • PA
  • VT
By the Numbers
  • Total Assets Under Management
    4,348
    MILLIONS
  • Total Number of Accounts
    24,542
    ACCOUNTS
  • Average Account Value
    $177,153
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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