Graham Mandl, financial advisor White Plains NY
89 score

Graham Mandl

CRD Number: 5946171
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Graham Mandl (CRD# 5946171) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in White Plains, NY and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. White Plains, NY Apr 2014 - Current 2
Merrill Lynch, Pierce, Fenner & Smith Incorporated White Plains, NY Feb 2014 - Current 2
N/a New York, NY Nov 2013 - Feb 2014 < 1
Ubs Weehawken, NJ Oct 2012 - Oct 2013 1
Ubs Stamford, CT Sep 2012 - Oct 2012 < 1
Summer Vacation Richmond, VA Jun 2012 - Aug 2012 < 1
Franklin And Marshall College Lancaster, PA Sep 2011 - May 2012 < 1
Ubs New York, NY Jun 2011 - Aug 2011 < 1
Franklin And Marshall College Lancaster, PA Sep 2010 - May 2011 < 1
Ny Yankees New York, NY Jun 2010 - Aug 2010 < 1
Franklin And Marshall College Lancaster, PA Sep 2009 - May 2010 < 1
Senator Warner Washington Dc, DC Jun 2009 - Aug 2009 < 1
Franklin And Marshall College Lancaster, PA Sep 2008 - May 2009 < 1
Summer Vacation Richmond, VA Jun 2008 - Aug 2008 < 1
Collegiate School Richmond, VA Sep 2004 - May 2008 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2014
Contact Info for Graham K. Mandl
Phone Number: 800-637-7455
Registered State(s):
  • CT
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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