James ClarkCRD Number: 5915681
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
James Clark (CRD# 5915681) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in White Plains, NY and has over 4 years of experience in the finance industry.
Cfs Investment Advisory Services LLC
Legacy Care Wealth, LLC
Altium Wealth Management LLC
|Merrill Lynch||White Plains, NY||Apr 2011 - Current||6|
|Pace University||Pleasantville, NY||Sep 2009 - May 2011||1|
|Cricket Town Day Camp||Stony Point, NY||Jul 2002 - Aug 2010||8|
|Tri-state Financial, Inc.||Tarrytown, NY||Jan 2008 - May 2010||2|
|Rockland Community College||Suffern, NY||Sep 2007 - May 2009||1|
|North Rockland High School||Thiells, NY||Sep 2003 - Aug 2007||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jul 2013|
Total Assets Under Management575,342MILLIONS
Total Number of Accounts1,715,259ACCOUNTS
Average Account Value$335,425
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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