Mark Wagner, financial advisor White Plains NY
89 score

Mark Wagner

CRD Number: 5995686
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mark Wagner (CRD# 5995686) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in White Plains, NY and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. White Plains, NY Sep 2013 - Current 3
Merrill Lynch, Pierce, Fenner & Smith Incorporated White Plains, NY Feb 2013 - Current 3
M & T Bank Tarrytown, NY Oct 2010 - Feb 2013 2
Trump National Braircliff Manor, NY Aug 2010 - Nov 2010 < 1
Unemployed Briarcliff Manor, NY May 2010 - Aug 2010 < 1
Susquehanna University Selinsgrove, PA Sep 2009 - May 2010 < 1
Merrill Lynch White Plains, NY May 2009 - Sep 2009 < 1
Susquehanna University Selinsgrove, PA Sep 2008 - May 2009 < 1
Chefs Warehouse Bronx, NY May 2008 - Sep 2008 < 1
Susquehanna University Selinsgrove, PA Sep 2007 - May 2008 < 1
Chefs Warehouse Bronx, NY May 2007 - Sep 2007 < 1
Susquehanna University Selinsgrove, PA Sep 2006 - May 2007 < 1
Stop And Shop Ossining, NY Mar 2006 - Aug 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2013
Contact Info for Mark W. Wagner
Phone Number: 800-637-7455
Registered State(s):
  • CT
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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