Michael Sarubbi (CRD# 5306167) is an Investment Advisor Representative working at Td Private Client Wealth LLC in New York, NY and has over 16 years of experience in the finance industry.
CRD# 1420183
Financial Life Focus, LLC
CRD# 2708116
Park Avenue Securities LLC
CRD# 5146297
Origin Investment Advisory LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Td Bank N.a. | White Plains, NY | Oct 2023 - Current | < 1 |
| Td Private Client Wealth LLC | White Plains, NY | Oct 2023 - Current | < 1 |
| Lpl Financial, LLC | Baldwin Place, NY | Jun 2021 - Oct 2023 | 2 |
| M&t Bank | Baldwin Place, NY | Feb 2021 - Oct 2023 | 2 |
| M& T Securities, Inc. | Buffalo, NY | Feb 2021 - Jun 2021 | < 1 |
| Wells Fargo Clearing Services, LLC | New Paltz, NY | Nov 2016 - Jan 2021 | 4 |
| Wells Fargo Bank, Na | New Paltz, NY | Feb 2015 - Oct 2018 | 3 |
| Wells Fargo Advisors, LLC | New Paltz, NY | Feb 2015 - Nov 2016 | 1 |
| Bank Of America, N.a. | Kingston, NY | Mar 2013 - Feb 2015 | 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Kingston, NY | Jan 2013 - Feb 2015 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jul 2007 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CT
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- NY
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Total Assets Under Management12,265MILLIONS
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Total Number of Accounts16,422ACCOUNTS
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Average Account Value$746,855
- A percentage of assets under your management
- Financial planning services
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- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
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