Nicholas CarlistoCRD Number: 6340055
Current Firm: Ubs Financial Services Inc.
Nicholas Carlisto (CRD# 6340055) is an Investment Advisor Representative working at Ubs Financial Services Inc. in White Plains, NY and has over 5 years of experience in the finance industry.
Lincoln Financial Advisors Corporation
|Ubs Financial Services Inc.||White Plains, NY||Jun 2016 - Current||7|
|Ardsley High School||Ardsley, NY||Mar 2014 - May 2016||2|
|Manhattan College (education)||Riverdale, NY||Aug 2013 - May 2016||2|
|3b International LLC||Scarsdale, NY||Oct 2014 - Mar 2016||1|
|Dynasty Financial Partners||New York, NY||Jun 2015 - Aug 2015||< 1|
|Morgan Stanley||Westport, CT||Jun 2014 - Jan 2015||< 1|
|Equinox Fitness||Scarsdale, NY||Jun 2013 - Dec 2014||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Nov 2017|
Total Assets Under Management600,809MILLIONS
Total Number of Accounts1,077,471ACCOUNTS
Average Account Value$557,610
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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